Managing Director/Practice Lead – Market Regulation
Market Conduct Examinations
Sam coordinates, manages and leads a team providing market regulation consulting projects related to comprehensive, targeted, and risk-focused market conduct examinations, investigations, enforcement, compliance, market analysis, quality assurance, policies and procedures reviews, operational reviews and training for all lines of insurance. Sam provides leadership and oversight to the Market Regulation Team and has over 25 years of insurance, regulatory, industry, and field experience.
Sam has presented on several occasions and advised various state insurance departments on the area of Market Regulation. Sam serves on the Board of Directors for the Insurance Regulatory Examiners Society (IRES), served as Chair of the IRES Career Development Seminar (CDS) as well as Section Chair for the Life Section for the IRES CDS and serves on numerous CDS Committees. As the former director of Market Investigations for the Florida Office of Insurance Regulation, Sam served as a former vice chair of the NAIC’s Market Actions Working Group and actively participated on numerous Market Regulation and Consumer Affairs (D) Committee Working Groups.
|Line of Business Expertise|
|Education and Qualifications|